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2006
IN THE APPLICATION TO THE CRIMINAL CASES REVIEW
COMMISSION BETWEEN:
CHARLES BRONSON
Proposed Applicant
-v
REGINA
Proposed Respondent
ADVICE
1. On 17th
February 2000, following a trial before His Honour Judge
Moss and a jury sitting at the Crown Court at Luton, Mr
Bronson was convicted of false imprisonment (count 1 on the
indictment) and criminal damage (count 4 on the indictment).
HHJ Moss had ordered not guilty verdicts on counts 2 and 3
(offences of threats to kill and assault occasioning actual
bodily harm) following the close of the prosecution case.
2. Mr Bronson was sentenced to life imprisonment on count 1
with a specified period of 3 years (pursuant to section
28, Crime Sentences Act 1997). No separate penalty was
passed in respect of count 4.
3. Following conviction Mr Bronson appealed to the Court of
Appeal on the basis that his convictions were unsafe and
that his sentence was manifestly excessive. The appeal in
both respects was turned down. For the purpose of this
Advice it is the convictions and the refusal to overturn the
convictions which are under scrutiny.
4. The issue on appeal related to questions of (i) whether
HHJ Moss was right to withdraw the defence of duress from
the jury; (ii) whether HHJ Moss was right to have refused Mr
Bronson's request to call a number of defence witnesses; and
(iii) whether, in view of the fact that a legal aid
certificate was in place, it was right that Mr Bronson
represent himself at trial (he having dispensed with the
services of his Counsel, although not his solicitors,
shortly prior to the commencement of the trial).
5. Whilst the three issues above were raised in the grounds
of appeal the appeal itself primarily centred on the
duress aspect. Mr Bronson accepted that he may have falsely
imprisoned the complainant, John Danielson, and caused
criminal damage, but explained that he was compelled to do
so owing to the duress of circumstances under which he was
placed. Mr Bronson gave evidence as to those circumstances.
He sought to call evidence from a number of witnesses to
establish the circumstances which he had faced in his
numerous years in prison and following his move to HMP
Woodhill after the date of the alleged offence. He also
sought to call evidence from experts to prove the mental and
physical injuries he had suffered whilst in prison. HHJ Moss
largely refused Mr Bronson's requests to call that evidence.
6. Notwithstanding the defence advanced by Mr Bronson, the
learned Judge stated: "however you felt and what you
believed or anticipated might happen, that is not the same
as a threat and therefore the defence of duress is not
available to you" (Transcript Vol III, Thursday 17th
February 2000). The judge, therefore, withdrew the defence
from the jury (Summing-up, page 9, lines 3 - 10, and line
16) who had no other option but to convict Mr Bronson.
7. Final judgement on the appeal was handed down on 2nd
April 2004. As said above the Court rejected the appeal. It
is not quite clear to us whether an application was ever
made to petition the House of Lords following the rejection
of the appeal. Certainly the transcript of the judgement
makes no reference to such an application having been made.
We have seen no proper documentation to show that the
application was made, although there is some suggestion from
the correspondence we have seen that an oral application may
have been made.
8. Mr Bronson has requested that those instructing us make
an application to the Criminal Cases Review Commission to
have his conviction reviewed with a view to the same being
referred to the Court of Appeal. In our view such an
application is meritorious and ought to be pursued on the
bases that he wrongly had his defence of duress withdrawn
from the jury, was wrongly prevented from calling witnesses
in support of that defence and on the basis that new
evidence has emerged in support of his Defence. The
procedural requirements for pursuing that application have
been satisfied by virtue of Mr Bronson having been granted
leave to appeal to the Court of Appeal, and having had his
case considered and rejected by the Full Court.
Summary/Statement of Facts
Background to the Incident
9. On 8th October 1997 before His Honour Judge Watling Mr
Bronson fell to be sentenced for a series of offences to
which he had pleaded guilty. The offences were one count of
blackmail and three counts of threats to kill. Three counts
of false imprisonment were left to lie on the file. There
was some dispute as to whether those pleas were entered
voluntarily (although it is not necessary to consider that
matter for the purpose of this Advice). At the time of the
alleged commission of those offences Mr Bronson was in the
process of serving an eight year sentence of imprisonment
for different offences.
10. Mr Bronson was sentenced to seven years imprisonment for
the offence of blackmail, and seven years' imprisonment for
each of the threat to kill counts. Each of the sentences was
ordered to run concurrently to one another, although
consecutively to the eight year sentence of imprisonment
which he was already serving. On 2nd October 1998, the Court
of Appeal reduced the seven year sentence to one of five
years.
11. It was during the currency of Mr Bronson serving the
above mentioned sentences that the offences for which he
faced trial at the Crown Court at Luton are said to have
been committed.
12. At the time of the alleged offence (1st February 1999)
Mr Bronson was serving his prison sentence at Hull Prison in
a non-segregation unit. It is fair to say that Mr Bronson
has spent a large part of his life in prison and much of
that in solitary confinement. During the trial for the
instant offences Mr Bronson pointed out to the jury that he
had first been imprisoned in 1974 when he was just 21 years
of age and, save for approximately three months, had
remained there for a further 26 years.
13. Whilst Mr Bronson had, in the past, experienced many
difficulties while in prison, and indeed had spent twenty
two years out of twenty six years' imprisonment in solitary
confinement (which the Crown did not dispute at trial) in
most of the high security prisons in existence in England,
he was informed by Mr Golds from the prison service
headquarters that he had been behaving well and improving
and would, therefore, be staying at Hull prison.
Unfortunately, this did not turn out to be so. Approximately
three to four weeks later Mr Bronson was informed by Mr
Golds that the Unit was to close. Mr Bronson was informed
that he, along with four other prisoners, were to be moved.
14. Whilst at HMP Hull, a specialist unit, Mr Bronson
cooperated fully with the prison service and had not had any
sort of trouble for a two year period. He worked extremely
hard and he and the staff showed each other respect. It
appears to have been one of the limited periods of Mr
Bronson's life in prison when he felt he was [beginning to
be] treated humanely and with any respect, and actually
considered that his quality of life was "okay". For
the first time in a substantial period he had been allowed
to associate with other prisoners and been given access to
limited facilities. He had cooked himself and a fellow
inmate, Fred Lowe, a Christmas Dinner (1998). That was the
first Christmas that he had been allowed to share with
another human being in "some years".
15. The prison service suggested that Mr Bronson was offered
a "choice" of the prison that he could move to following the
closure of Hull. We understand that this was due to be for a
"short time" until Mr Bronson could be sent to HMP
Durham. Mr Bronson pointed out during his trial that the
prison services' idea of a short time did not necessarily
equate with what one would ordinarily consider to be a short
time. Furthermore, Mr Bronson pointed out that this was
really no choice at all. He was being asked to choose which
of a number of evils he wanted to move to; as a move from
HMP Hull was surely going to result in his return to
segregation, and solitary confinement. Mr Bronson explained
that he thought he was going back to a "hole". He had
heard from Fred Lowe that he (Lowe) had been at HMP Woodhill
and had spent time there in solitary confinement. Fred Lowe
explained to Mr Bronson that whilst at HMP Woodhill he had
had to suck air through the vent of a window that did not
open "like some dirty stinking animal". Whilst Mr
Bronson had in the past spent time in Woodhill without any
difficulty Fred Lowe's account had made Mr Bronson fearful
of a return there.
16. Although Mr Bronson did not know which prison he was
likely to return to his numerous years in solitary
confinement, coupled with the physical and mental abuse he
had suffered, and the account relayed by Fred Lowe had made
Mr Bronson consider that a return to solitary confinement in
a different prison would result in him being subject to
extreme (physical and psychological) injury and/or death.
17. During giving evidence he recounted how on a previous
occasion in Hull he had been restrained in a body belt for
two days (to his knowledge the longest anyone had ever been
so restrained). He urinated on to his body, and was kicked
and punched senseless. The Crown did not challenge this. He
recounted: "I am isolated, and I am beaten up. In many of
these jails I am beaten up, smashed to pieces, broken
fingers, heads, everything" (Cross-Examination, page 15,
lines 2 to 4). He explained that he had been "certified mad
while in prison", explaining that he had no such diagnosis
prior to him going into prison (and presumably, solitary
confinement). He explained that "The prison drove me mad,
brutally beat me, degraded me, humiliated me. My mother used
to turn up at a prison to visit me and that same day they
moved me. She would be stuck in a prison and I would not
even be there - my mother. I would be going out in the van
and my mother would be walking through the gate" (CrossExamination,
page 14, line 1 to 7). The Crown never challenged any of
these assertions during cross-examination.
18. Mr Bronson's evidence reveals that he moved from prison
to prison on approximately 138 occasions. He makes it clear
that in some years he would move up to 16 times
(Cross-Examination, page 20, line 14 to 15). Mr Bronson
explained that he was subjected to severe intimidation and
serious assaults by some prison officers particularly
when he was transferred from one prison to another where he
was often met by an intimidating reception committee of
prison officers.
19. Mr Bronson stated in response to being told that he had
a choice of which prison to move to: "So I am in a catch
22 position, I have got to pack my little box and go back to
this and hope and pray that I will get a cell with a window
or something and hope I am not brutalised and tortured and
urinated on. I cannot defend myself. Just think about all
this. Think about it. So my head went and I have done what I
have done. I am not disputing that. The prosecution
evidence. But I was frightened for my life".
(Cross-Examination, page 22, line 20 to 27).
20. In addition to the evidence that Mr Bronson provided
regarding the psychological and physical injuries he had
suffered, the results of one of the incidents of violence he
had suffered was seen by his then solicitor, Margaret
Morrissey on 4th October 1994. She noted that Mr Bronson had
suffered a bruised red and swollen cheekbone; bruised left
eyelid with a small mark under the right side of the eye;
bruised right eye under the lid towards the nose; lump and
bruising behind the right eye; various cuts on and inside
his lip; graze to the right side of his chin; swollen left
temple; swollen and bruised right middle finger; the nail of
his right finger had been broken off and was black and red
in colour although green around the edges; swelling,
discolouration and
,
bruising on his left instep; right instep swollen and
bruised; his big toe nail was coming loose and he had a
swollen right ankle. A Polaroid taken by a prison officer
showed a bruise on the underside of Mr Bronson's right arm
about 5 inches in diameter; bruising on the upper right
buttock about 1½ inches in
diameter; and a large area of bruising about 4 inches by 2
inches on the left buttock.
Prosecution Case regarding the Incident
21. The principal complainant, John Philip Danielson, was
employed by Kingston Upon Hull City Council as a Further
Education Officer. He was based at Hull Prison as an
Education Manager - a position which he had held since 1st
May 1998. Prior to the incident Mr Danielson criticised a
cartoon which Mr Bronson had been responsible for drawing.
Sometime following that, the Crown alleged that Mr Bronson
has armed himself with knives from the inmates' kitchen, and
had tied a knife to a snooker cue, thereby turning it into a
spear. The Crown alleged that Mr Bronson had taken the
complainant prisoner and kept him in his (Mr Bronson's) cell
against his will from the 1st to 3rd February 2000. It was
said that Mr Bronson had tied up the complainant with rope.
Defence Case
22. Mr Bronson represented himself at trial. He explained
that he was settled at Hull where he had been behaving and
improving and was settled and content. He had been told that
he would be staying there. He was subsequently told that the
plans had been changed, the Unit was to be closed and that
he was to be sent to another prison which he thought might
be HMP Woodhill.
23. He feared the regimes of other prisons, particularly,
Woodhill, and how he might be treated if he were to be
moved. He was fearful for its effects, mental and physical
on him. He was afraid of, and did not want to return to,
solitary confinement.
24. He explained to some extent the conditions of the
prisons in which he had been both prior to and after the
alleged incident. Indeed, it was accepted by the Crown that
a prison visitor to Hull had concerns about the conditions
in which Mr Bronson was being held and had written to the
prison medical officer itemising those concerns. Those
concerns included references to the quality of the
ventilation, damp, heating, the concrete bed on which Mr
Bronson was required to sleep, the poverty of his diet, the
effects of inactivity on his health, the lack of
intellectual simulation which he was experiencing and the
effects upon him of the isolation in which he was being
held, particularly stress.
25. Mr Bronson's case was that the threat of the change of
prisons (to possibly worse conditions than Hull as we
understand the position) and what might happen to him there,
made him fear for his life and it was to avert that that he
took Mr Danielson hostage; he was compelled to do so owing
to the duress of circumstances placed upon him. Mr Bronson
gave evidence detailing the matters which compelled him to
act as he did. Mr Bronson accepted the majority of the
allegations made by Mr Danielson, although stated that while
Mr Danielson may not have been free to leave initially there
were times after that when he could have done so. He
explained that the rope was loosely placed on Mr Danielson.
26. Mr Bronson explained that he had fed Mr Danielson, gave
him his tinned pineapples (which Mr Bronson would not
normally give to anyone), and provided him with tea. Mr
Bronson referred to a video of the incident (which we have
not seen) showing Mr Danielson laughing on the same
27. In cross-examination Mr Bronson stated that he may have
caused criminal damage. In discussing the damage caused Mr
Bronson explained that he had used the contents of a washing
machine to cover the floor with water, then tore the plug
from the wall and put the electric wires into the water
because he wanted to die. He had been driven mad by what he
had been told. Death, it seems, was a preferable option to
moving prison insofar as Mr Bronson was concerned.
28. Following Mr Bronson completing his evidence His Honour
Judge Moss ruled that notwithstanding how Mr Bronson
felt and what he believed or anticipated might happen that
he (the learned Judge) did not consider that to be the same
as a threat. The Judge withdrew the defence of duress from
the jury. HHJ Moss stated that provided the jury were
satisfied that the ingredients for the offences of false
imprisonment and criminal damage were made out then the
proper verdict would be one of guilty on each of the counts
left for the jury's consideration.
29. Mr Bronson had, of course, conceded in evidence that the
necessary ingredients of the offences were made out. That
is, of course, a necessary requisite for one to be able to
rely on the defence of duress (commission of an offence
because of the duress of circumstances). In withdrawing the
defence of duress from the jury the learned Judge had, in
effect, directed that they convict Mr Bronson. The jury had
no alternative in the circumstances (regardless of their
personal views as to the evidence) but to convict Mr
Bronson.
30. It is this issue, in addition to HHJ Moss' refusal to
allow Mr Bronson to call a number of witnesses to support
his contention that he was acting under duress, with which
this Advice is concerned.
Law on Duress
31. In Lynch v DPP for Northern Ireland [1975J AC 653,
HL, Lord Simon at page 686 stated (quoted with approval by
Lord Mackay in Howe [1987] AC 417, HL):
"[I]t is
convenient to have a working definition of duress-even
though it is actually an extremely vague and elusive
juristic concept. I take it for present purposes to denote
such [well grounded] fear, produced by threats, of death or
grievous bodily harm [or unjustified imprisonment] if a
certain act is not done, as overbears the wish not to
perform the act, and is effective, at the time of the act,
in constraining him to perform it. I am quite uncertain
whether the words which I have put in square brackets should
be included in any such definition. It is arguable that the
test should be purely subjective, and that it is contrary to
principle to require the fear to be a reasonable one.
Moreover, I have assumed, on the basis of Hudson that threat
of future injury may suffice, although Stephen, Digest of
the Criminal Law, Art 10 is to the contrary. Then the law
leaves it also quite uncertain whether the fear induced by
threats must be of death or grievous bodily harm, or whether
loss of liberty suffices: cases of duress in the law of
contract suggest that duress may extend to unjustified
imprisonment; but the criminal law returns no clear answer.
It also leaves entirely unanswered whether, to constitute
such a general criminal defence, the threat must be of harm
to the person required to perform the act, or extends to the
immediate family of the law actor (and how immediate?), or
to any person. Such questions are not academic, in these
days when hostages are so frequently seized. Is it worse to
have a pistol thrust into your back and a grenade into your
hand, or to have your child (or a neighbour's child) seized
by terrorists and held at peril until you have placed in a
public building a parcel which you believe to contain a
bomb?"
Lord Simon further said that where so little is clear: "this
at least seems to be established that the type of threat
which affords a defence must be one of human physical harm
(including possibly, imprisonment), so that threat of injury
to property is not enough".
32. Whilst
that appears to be the general position in relation to
duress, duress of circumstances (sometimes referred to as
necessity) has also been considered (sometimes) separately
in a number of cases. The position is largely said to be set
out in Martin 88 Cr App R 343 (approved in Abdul
Hussein & Others [1999] Crim LR 570, CA and Shaylor
[2001] EWCA Crim 1977) in which Simon Brown J stated at
page 345:
"The
principles may be summarised thus. First, English law does,
in extreme circumstances, recognise a defence of necessity.
Most commonly this defence arises as duress, that is
pressure upon the accused's will from the wrongful threats
or violence of another. Equally, however, it can arise from
other objective dangers threatening the accused or others.
Arising thus it is conveniently called 'duress of
circumstances'.
Secondly, the defence is available only if, from an
objective standpoint, the accused can be said to be acting
reasonably and proportionately in order to avoid a threat of
death or serious injury.
Thirdly, assuming the defence to be open to the accused on
his account of the facts, the issue should be left to the
jury, who should be directed to determine these two
questions: first, was the accused, or may he have been,
impelled to act as he did because, as a result of what he
reasonably believed to be the situation, he had good cause
to fear that otherwise death or serious physical injury
would result? Second, if so, may a sober person of
reasonable firmness, sharing the characteristics of the
accused, have responded to that situation by acting as the
accused acted? If the answer to both those questions was
yes, then the jury would acquit: the defence of necessity
would have been established."
33.
Although the case of Martin refers to
"reasonableness" there is criticism as to whether or not
this is a requirement of the defence (see paragraph 17-130,
page 1719 to 1720 of the 2005 edition of Archbold, and the
case of Lynch v DPP for Northern Ireland[1975]AC 653
referred to above).
34. Of importance, however, is that it is not necessary, in
considering whether there is sufficient evidence to support
the defence of duress, to establish that there was a threat
in fact, only something that an accused reasonably believed
to be a threat: R v S and Others (2004)1 CrApp R 14.
35. The relevant characteristics of a person (referred to in
paragraph 32 above) that a court is required to consider
when determining whether a person was acting under duress
include factors which make a person less able to resist
pressure than others to whom the factors do not apply.
Youth, pregnancy, physical disability, recognised mental
illness or psychiatric condition, such as post-traumatic
stress disorder leading to learnt helplessness may all be
relevant factors for the jury to consider in determining
this (see Bowen [1996] 2 Cr App R 157, CA).
Application of the law
36. What is clear from the judgements quoted above is that,
while the defence of duress is undoubtedly complicated in
its application, it is a matter for the jury to determine
whether an accused can avail him or herself of the defence.
The jury are required to take into account a number of
considerations including the factual circumstances that
existed at the time and may have existed in the future, the
characteristics of an accused, and, importantly, the belief
of the accused.
37. Indeed, in Martin it is made clear that the issue
should be left to the jury (seethe third paragraph of Simon
Brown J's speech as quoted above). Any matters which support
and/or explain the factual circumstances which existed at
the time and the characteristics of the accused are clearly
relevant to the issue of duress. The directions of law to be
given to a jury, as enunciated in Martin, make that
clear. Therefore, any witnesses who can give evidence of
those matters ought to be allowed to testify to the same.
Equally, in view of R v S and Others, any matters
which support the belief of an accused also ought to be
permitted to be given in evidence.
38. Once the jury have heard the totality of the relevant
evidence it is for them to decide whether the defence is
made out. As is said on a regular basis up and down the
Country in the Crown Court, matters of law are for the Judge
and matters of facts are for the jury alone. The Judge is
required to give the appropriate direction of law as to
duress and it is for the jury to apply that direction to the
facts as they find them. It is not for a Judge to consider
the direction of law that he or she will give and decide
whether in his or her judgement an accused can avail
him or herself of the defence by reference to the evidence
that has been given. To do so, would be for the Judge to
determine the facts and circumvent the jury's function.
39. This position has been made all the more clear in
Wang [20051 UKHL 9; (2005) 2 Cr App R 8 (which had not
been decided at the time of Mr Bronson's appeal) in which
the Court of Appeal certified a question of law of general
importance for the Committee,of the House of Lords to
consider in the following terms:
"In what
circumstances, if any, is a judge entitled to direct a jury
to return a verdict of guilty?"
40. The
House of Lords heard arguments on voluminous historical
material but primarily focused their attention on the
criminal jury in its modern setting considering the law over
the last century. Having done so the House of Lords
determined that there were "no circumstances in which a
judge is entitled to direct a jury to return a verdict of
guilty". The House of Lords in considering the law noted
that to have been the position over the years.
41. The learned Judge in withdrawing Mr Bronson's defence of
duress, therefore, erred in law and in fact. The Court of
Appeal wrongly failed to rectify this failure by upholding
the conviction. It is clear that it was a matter for the
jury to determine whether the defence of duress was made out
and whether the Crown's case was proved.
42. Mr Bronson was denied this fundamental right. There is
no way of knowing what the jury's conclusion would have been
in those circumstances had they been properly directed. The
conviction is, therefore, unsafe.
Does the Human Rights Act Apply?
43. Before considering whether Mr Bronson is entitled to
rely on his rights under the European Convention of Human
Rights its applicability needs to be considered. There has
been a great deal of dispute as to whether an Appellant
during domestic proceedings is permitted to rely on his
Convention rights on appeal in order to challenge a decision
of a trial court made prior to 2nd October 2000; to that
extent the House of Lords in Lambert [2002] 2 AC 545
stated that it could not be.
44. If that be right, since Mr Bronson's trial took place in
February 2000, he would be unable to rely on his Convention
rights during his appeal. Indeed, in view of the decision of
Lambert, which was published after Mr Bronson's oral
application for leave to appeal but before the appeal
hearing, Mr Bronson's then legal team (understandably, in
view of the initial impact and decision of Lambert)
abandoned the grounds that Mr Bronson's trial infringed the
provisions of Article 6, HRA 1998 as has been
contained in the initial skeleton argument (and upon which
they had been given leave) prior to the full appeal hearing.
45. Rather oddly, however, the existence of section 22(4)
and section 6 of the Human Rights Act 1998
meant that the provisions of Article 6 did apply to
Mr Bronson's actual trial as the proceedings were brought by
a public authority which was under a duty to respect the
provisions of the European Convention of Human Rights at the
time of the trial. If the decision in Lambert is
right the trial process would have to comply with Article
6, but if it did not do so, an accused would be left
without the right to appeal on the basis that his trial was
Article 6 unfair.
46. Unsurprisingly, given the above anomaly, the House of
Lords has since reconsidered the decision in Lambert.
In Kansal (No 2) [2002] 2 AC 69, the House of Lords
held by a majority that Lambert was wrongly decided
on that point (although for reasons of judicial certainly
stated that Lambert should be followed in that case
and/or until it is reheard by the Court which determined
Lambert).
47. In our view, it is arguable that the decision in
Lambert is incorrectly decided and we are of the view
that it is arguable that the Appeal Court ought to have
considered Mr Bronson's Convention rights. Otherwise the
effect of the judgement in Lambert would be to
invalidate the requirement of section 22(4) of the Human
Rights Act by denying an accused the opportunity to have
scrutinised a trial which took place prior to the
implementation of the Human Rights Act and which in
accordance with section 22(4) was required to take
account of the Convention Rights but which did not do so by
refusing to consider the issue on appeal.
48. We are, therefore, of the view that it is arguable that
Mr Bronson ought to be able to rely on his Convention Rights
before a domestic court (if appropriate), and almost
certainly would be able to rely on those rights on an
application to the European Court of Human Rights.
Article 6, European Convention on Human Rights
49. By virtue of Article 6:
(1):
"In the determination of his civil rights and obligations
or of any criminal charge against him, everyone is entitled
to a fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law ...
... ....."
(2) Everyone charged with a criminal offence shall
be presumed innocent until proved guilty according to law.
(3) Everyone charged with a criminal offence has
the following minimum rights: ..................
(b)
to have adequate time and facilities for the preparation
of his defence;
(c) to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when
the interests of justice so require;
(d) to examine or have examined witnesses against him
and to obtain the attendance and examination of witnesses on
his behalf under the same conditions as witnesses against
him; .............."
50. In our
view it is arguable that Mr Bronson's trial did not meet the
minimum requirements set out in Article 6 and, therefore,
was arguably unfair. However, that is not the end of the
matter. The European Court of Human Rights in determining
whether the proceedings as a whole were unfair (as this is
the ultimate matter the Court will be concerned with) will
have regard to the proceedings as a whole, including
appellate proceedings, and may consider whether or not the
appellate proceedings have rectified any defect which arose
at the first hearing (see for example, Adolf v Austria, 4
EHRR 313, De Cubber v Belgium 7 EHRR 236, Edwards v UK, 15
EHRR 417).
Potential Violations of Article 6
51. It is, in our view, arguable that there have been a
number of breaches of Article 6. These are set out
below.
52. Pursuant to Article 6(1), Mr Bronson clearly had
the right to have a determination of the criminal charges
brought against him by an independent and impartial tribunal
established by law. The tribunal established by law in
respect of the offences for which he was charged was the
Judge and jury. In accordance with domestic law it was the
learned Judge's function to determine the law and for the
jury to determine the facts, applying the law, in
determining the criminal charges. The learned Judge's
direction that the defence of duress be withdrawn from the
jury usurped the jury's function and meant that the Judge
rather than the jury, as required by domestic law,
determined the charges. It was impermissible for the learned
Judge to do so (see Wang [2005]). It is, therefore,
arguable that the determination of the criminal charges was,
therefore, not in accordance with the law (it not having
been determined by the jury).
53. Furthermore, it is arguable that the unfairness was
compounded in the Appellant proceedings. -The Appellant
Court's attention appears to have been specifically referred
to Kelleher [2003] EWCA Crim 2846. This is a case
directly referred to in the case of Wang [2005] in
which the House of Lords determined that a Judge could never
withdraw a defence from the jury. In rejecting Mr Bronson's
appeal the Appellant Court stated in reference to that case:
"Accordingly,
although the judge's explanation of his decision in
summing-up to the jury was not as clear and accurate as it
could have been, his decision to withdraw duress as a
defence was correct. His consequential direction to the jury
that, if they were sure the element of the offences were
made out, they had no alternative but to convict is, in our
judgment, unassailable whether by reference to R v
Kelleher (2003] EWCA Crim 2846 or otherwise.
Accordingly, the verdicts of the jury were safe and the
appeal against conviction is dismissed." (Paragraph 29
of the Judgement, dated 2nd April 2004).
54. This is
clearly contrary to the position of the law as was at the
time of their decision, as re-affirmed by Wang [2005]
and, therefore, arguably Article 6 unfair.
55. The learned Judge in withdrawing the defence from the
jury's determination must have presumed that the jury would
convict Mr Bronson. In doing so, it is arguable that the
Court failed to have regard for the presumption of innocence
and thereby breached the requirement set out in Article
6(2) by presuming guilt as opposed to allowing the jury
to determine that issue reminding them of the presumption of
innocence. HHJ Moss' direction resulted in a mandatory
requirement on the jury to presume that Mr Bronson was
guilty regardless of their consideration and evaluation of
the evidence.
56. We understand from reading the numerous lever arch files
in this matter that there may have been some difficulty with
Mr Bronson being able to call a witness (Mr Golds) whom the
learned Judge obviously considered relevant. It appears that
there was some difficulty with whether there were sufficient
facilities/arrangements in place for Mr Bronson to be able
to speak to Mr Golds. It appears that Mr Golds did not wish
to speak to Mr Bronson directly in the cells (although it is
not clear whether he would speak to Mr Bronson elsewhere).
His Honour Judge Moss stated in response to that: "I
cannot force the witness to speak to Mr Bronson nor would I
dream of trying to. If he has a reluctance to speak to Mr
Bronson then Mr Bronson is going to take his chance on
calling him". (Trial Transcript (discussion in the
absence of the jury), page 1, paragraphs 13 to 16).
57. Mr Bronson suggested that he be allowed to speak to Mr
Golds in the visitor's section where a screen would be
between the two, or alternatively, that his solicitor ought
to be allowed to speak to the witness. We are unable to
determine from the papers that we have seen whether
arrangements were ever made. If Mr Bronson was denied
reasonable opportunities to speak to Mr Golds or to have Mr
Golds spoken to by his solicitor then there may be a
possible argument to suggest that the rights set out in
Article 6(2)(b) and (d) have been violated,
particularly given that the conditions in which he sought to
call witnesses differed significantly from that of the
conditions that the Crown were operating under. However,
without further detail it is not possible to determine this
point at this stage.
58. The refusal of the learned Judge to allow Mr Bronson to
call some or all of the witnesses that he required to
establish the factual circumstances that existed at the time
of the offence, and/or were likely to exist in the future
should he be moved back to solitary confinement, coupled
with the learned Judge withdrawing the defence of duress
from the jury in our view, arguably, supports the contention
that the trial process failed to ensure that the minimum
rights set out in Article 6(2)(d) were respected. The
argument is even stronger in respect of the medical/expert
witnesses that Mr Bronson wished to call, particularly from
Dr Kennedy (available at the time of his trial) showing that
Mr Bronson was suffering from post-traumatic stress disorder
(a factor the jury ought to have been asked to consider when
determining whether duress was made out) and from Dr Ghosh
showing that Mr Bronson's condition had been aggravated by
sensory deprivation which had occurred from solitary
confinement over many years. It appears that an abundance of
medical evidence has come to light since the trial,
particularly from Dr Bob Johnson, confirming the existence
of medical injuries to Mr Bronson caused to him during his
time in prison.
59. Dr Kennedy found Mr Bronson to be mentally unstable due
to the combination of post-traumatic stress disorder and
certain personality factors (see his report, dated 24th
January 2000). Dr Ghosh found that Mr Bronson suffered from
paranoid personality disorder noting Mr Bronson to suffer
from a number of associated symptoms (see Dr Ghosh's report;
dated 2nd September 1999). This, in our view, ought to have
been evidence that was put before the jury as being relevant
factors that the jury ought to have considered when
determining the defence of duress, especially as they ought
to have considered the relevant characteristics of Mr
Bronson and the factual circumstances that existed at the
time in determining whether the defence was made out.
60. This is made all the more apparent in the light of the
learned Judge's summing up to the jury in which he stated:
"The
defence, as I have said, is limited to those circumstances
where the threat, and it has to be threat of death or
serious injury, arises. There has been talk in this case of
psychological injury by Mr Bronson Serious injury can
include psychological injury but it .would be necessary for
you to have heard expert evidence about that, or at least
medical evidence before that could be shown to be the case.
Mr Bronson tells you the situation that he believed to be
then you are entitled to consider it but effectively
psychological damage in this particular context again does
not arise because of no other evidence that has been called
to that effect." (Transcript of Summing up and verdict, page
7, para 25 to page 8, para 10".
61. Given
that the learned Judge failed to allow Mr Bronson to call
medical witnesses it must be unfair to then inform the jury
to ignore whether there was/or be likely to be psychological
injury as there had been no evidence called on the issue.
Furthermore, in our view, this was a material misdirection
insofar as the concept of duress involves the threat of
serious injury or death. It did not need to be established
that there was psychological injury; only that there was a
threat of such injury and/or a belief that such an injury
would occur (R v S and Others).
62. In so suggesting the learned Judge misdirected the jury
and appears to have, at least, partly based his decision to
withdraw the defence of duress on that basis. In doing so,
it is arguable that he failed to respect the fair trial
provisions. Furthermore, given that Mr Bronson had given
evidence to the effect that he believed that he was likely
to suffer such damage it is arguable that there was no need
to call evidence in support of that at all, particularly in
view of the fact that the Crown did not challenge that
suggestion. It was uncontested evidence. In giving the
direction which he did, it is arguable that the learned
Judge failed to respect Mr Bronson's right to be presumed
innocent.
63. In withdrawing the defence of duress for the jury's
consideration and in not allowing the calling of witnesses
to give relevant evidence it is arguable that Mr Bronson was
denied a reasonable opportunity of presenting his case, and,
therefore, placed at a substantial disadvantage in
comparison with the Crown. If that be right, there is a good
argument to contend that the trial process failed to respect
the `equality of arms' principle as required generally by
Article 6(1).
Conclusion
Since the Court of Appeal rejected Mr Bronson's appeal the
law with regards to the withdrawing of defences from a jury
has been clarified by the House of Lords in Wang [2005].
Had the Court which considered Mr Bronson's appeal had the
advantage of seeing their Lordships' decision in Wang
[2005] we are of the view that they would have allowed
Mr Bronson's appeal. This clarification of the law, in our
view, confirms that Mr Bronson's convictions are unsafe.
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